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  • 5.0/5.0

    Phil was a great attorney with valuable critical and clinical analytic skills. He was very thorough in preparing and strategizing for our arbitration hearing despite the case reaching a satisfactory settlement months prior. He had the patie...
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  • 5.0/5.0

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Central Florida Securities and Business Attorneys

Experience matters when resolving securities cases throughout Florida
The partners at Snyderburn, Rishoi & Swann have more than 30 years of experience handling lawsuits and arbitrations in securities cases.  We can help if you have become victim to securities violations.

Securities violations carry both civil and criminal punishments. The differences are the procedures and penalties that apply to each type of proceeding. Criminal investigations can lead to imprisonment. Civil securities violation cases seek restitution or monetary damages. The Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) may investigate and impose civil fines against corporations or individuals suspected of securities violations. Our firm also defends companies and individuals charged with securities violations and we have the experience to defend your rights

Snyderburn, Rishoi & Swann skillfully represents investors against those who commit securities fraud, including:

  • Brokers
  • Analysts
  • Brokerage firms
  • Corporations
  • Investment banks
  • Scam Artiest

Securities fraud issues
Snyderburn, Rishoi & Swann have more than 60 years of experience protecting your interests in securities cases. The most common types of fraudulent actions that the SEC regulates are:

  • Stock broker fraud, misconduct and negligence
  • Stock manipulation
  • Insider trading ― trading based on information that is not available to the public
  • Hedge fund, mutual fund and corporate fraud
  • Accounting fraud ― keeping inaccurate books or presenting false information purposefully
  • Ponzi schemes
  • Switching variable annuities
  • Churning
  • Bad investment advice
  • Violations of state and federal securities laws
  • Misrepresentation ― presenting misleading or untrue information about a company or its securities to an investor or the public

We aggressively pursue claims of fraud and have recovered investment losses for hundreds of investors.

Securities fraud lawyers representing clients throughout Florida
We are committed to achieving favorable results on behalf of our clients in the most expedient and economical manner possible. Call Snyderburn, Rishoi & Swann at 407-663-0181 or contact the firm online to arrange your free initial consultation.